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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-09-03
TX RA APPROVED 2020-09-03
  • NC RA
    APPROVED
    Since 2020-09-03
  • TX RA
    APPROVED
    Since 2020-09-03

Branch Locations

61 N Merrimon Ave Suite 113, Asheville, NC 28804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Asheville NC 06/2020 Present
Unemployed Burnsville NC 04/2020 06/2020
Shore Capital Partners Chicago IL 06/2019 04/2020
Vanderbilt University Nashville TN 05/2017 06/2019
Nashville Capital Nashville TN 05/2017 06/2019
Raymond James Investment Bank Raleigh NC 05/2015 05/2017
Raymond James Financials Services Advisors, Inc. Asheville NC 09/2020 Present
  • 06/2020 → Present
    Raymond James Financial Services, Inc.
    Asheville, NC
  • 04/2020 → 06/2020
    Unemployed
    Burnsville, NC
  • 06/2019 → 04/2020
    Shore Capital Partners
    Chicago, IL
  • 05/2017 → 06/2019
    Vanderbilt University
    Nashville, TN
  • 05/2017 → 06/2019
    Nashville Capital
    Nashville, TN
  • 05/2015 → 05/2017
    Raymond James Investment Bank
    Raleigh, NC
  • 09/2020 → Present
    Raymond James Financials Services Advisors, Inc.
    Asheville, NC
Other Businesses

(1)Name of Business: Elk Mountain Wealth Partners, LLC Address: 61 N Merrimon Ave Unit 113, Asheville, NC, 28804, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 06/28/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered FA, Registered Principal, Partner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-31
  • S66 Uniform Combined State Law Examination
    2020-08-31

View on SEC IAPD

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