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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-25
MN RA APPROVED 2015-12-23
  • TX RA
    APPROVED_RES
    Since 2018-10-25
  • MN RA
    APPROVED
    Since 2015-12-23

Branch Locations

701 Xenia Ave. S. Suite 550, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Golden Valley MN 09/2015 Present
Thrivent Financial Appleton WI 03/2016 Present
Other Businesses

SELF - MUSICIAN POSITION: Violinist NATURE: Perform at various events i.e. weddings, holiday parties, etc. for a nominal rate. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/14/2019 ADDRESS: 12401 Buckthorn Circle, Rogers MN 55374, United States DESCRIPTION: Playing music on the violin. SELF - COACH POSITION: Volleyball Coach NATURE: Providing lessons/camps/clinics/practices etc.to individuals, teams, groups, etc. on an infrequent basis. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 07/14/2019 ADDRESS: 12401 Buckthorn Circle, Rogers MN 55374, United States DESCRIPTION: Leading practice agendas, participating in practices, drills, providing volleyballs for skills. Travel to various training/competition sites.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-22
  • S66 Uniform Combined State Law Examination
    2015-12-22
Other Names
  • Cara Nicole Lang
  • Cara Nicole Lang

View on SEC IAPD

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