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Current Employers
Saxony Capital Management, Llc

11152 S Towne Square, Saint Louis, MO 63123 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2014-01-02
  • MO RA
    APPROVED
    Since 2014-01-02

Branch Locations

11152 S Towne Square, Saint Louis, MO 63123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saxony Securities Inc. St. Louis MO 05/2012 Present
  • 05/2012 → Present
    Saxony Securities Inc.
    St. Louis, MO
Other Businesses

1) PATRICK CAPITAL MARKETS, LLC, INVESTMENT-RELATED, 11152 SOUTH TOWNE SQUARE, ST. LOUIS, MO 63123. BROKER DEALER. BUSINESS DEVELOPMENT, 4/23/15, 40 HOURS/MONTH AND DURING TRADING HOURS. DUTIES ARE RELATED TO RECRUITING AND TRANSITIONS. 2)SAXONY FINANCIAL HOLDINGS, LLC; NOT INVESTMENT RELATED, 11152 SOUTH TOWNE SQUARE, ST. LOUIS, MO 63123; HOLDING COMPANY OF PATRICK CAPITAL MARKETS, LLC, SAXONY INSURANCE AGENCY, LLC, AND SAXONY CAPITAL MANAGEMENT, LLC WITH MULTIPLE OWNERS FOR THE CONTROL OF EXISTING BUSINESS ENTITIES; PARTNER/SHAREHOLDER; START DATE 12/29/2019; 1 HR/MO, 1 HR/MO DURING TRADING HOURS. 3) SAXONY HOLDINGS, INC.; NOT INVESTMENT RELATED, 11152 SOUTH TOWNE SQUARE, ST. LOUIS, MO 63123; HOLDING COMPANY OF SAXONY SECURITIES, INC. WITH MULTIPLE OWNERS FOR THE CONTROL OF AN EXISTING BUSINESS ENTITY; PARTNER/SHAREHOLDER; START DATE 12/29/2019; 1 HR/MO, 1 HR/MO DURING TRADING HOURS. 4) St. Agnes School Board, NOT INVESTMENT RELATED, 30 St. Agnes Drive, Bloomsdale, MO 63627, Non-Profit Catholic School, MEMEBER OF THE BOARD, BOARD MEMEBER, START DATE 8/1/2024, 3 HOURS PER MONTH, 0 DURING SECURITIES TRADING HOURS, Duties will involve providing recommendations on decisions relating to the school for the priest to consider.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-16
  • S66 Uniform Combined State Law Examination
    2013-09-16

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