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Adam Scott Hargis

Charles Schwab & Co., Inc.

Chesterfield, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-12
MO RA APPROVED 2022-01-26
  • IL RA
    APPROVED
    Since 2026-06-12
  • MO RA
    APPROVED
    Since 2022-01-26

Branch Locations

1628 Clarkson Road, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade St. Louis MO 07/2014 09/2018
Td Ameritrade, Inc. Chesterfield MO 02/2018 06/2024
Td Ameritrade Investment Management, Llc Chesterfield MO 02/2018 09/2023
Charles Schwab & Co., Inc. Chesterfield MO 01/2022 Present
Charles Schwab Bank, Ssb Chesterfield MO 01/2022 Present
  • 07/2014 → 09/2018
    Scottrade
    St. Louis, MO
  • 02/2018 → 06/2024
    Td Ameritrade, Inc.
    Chesterfield, MO
  • 02/2018 → 09/2023
    Td Ameritrade Investment Management, Llc
    Chesterfield, MO
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Chesterfield, MO
  • 01/2022 → Present
    Charles Schwab Bank, Ssb
    Chesterfield, MO
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Chesterfield, MO
    Omaha, NE
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Chesterfield, MO
  • 2016-06-22 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2013-08-12 → 2014-06-25
    Edward Jones
    Overland Park, KS
    Maryland Heights, MO
    Maryland Heights, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-09
  • S66 Uniform Combined State Law Examination
    2013-08-09
Other Names
  • Adam Hargis

View on SEC IAPD

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MATTHEW EDWARD FITZGERALD
PATRICK DONLAN
JAMES MATTHEW MUCCIGROSSO
Jason Alan Cummings
Thomas Christopher Self
JACOB DANIEL STANSFIELD

Other Offices

CARROLL WEALTH MANAGEMENT INC. · CHESTERFIELD, MO
PRINCIPAL SECURITIES, INC. · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO
SMITH, MOORE & CO. · CHESTERFIELD, MO
EDWARD JONES · Chesterfield, MO
IMPACT PARTNERSHIP WEALTH, LLC · Chesterfield, MO
MBM WEALTH CONSULTANTS, LLC · CHESTERFIELD, MO
LPL FINANCIAL LLC · CHESTERFIELD, MO

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