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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-04-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Downers Grove | IL | 07/2012 | 06/2017 |
| Nylife Securities Llc | Downers Grove | IL | 08/2012 | 06/2017 |
| The Prudential Insurance Company Of America | Frankfort | IL | 08/2017 | 08/2018 |
| Pruco Securities Llc | Frankfort | IL | 08/2017 | 09/2018 |
| American United Life | Oakbrook Terrace | IL | 07/2018 | 11/2019 |
| Oneamerica Securities | Oakbrook Terrace | IL | 10/2018 | 11/2019 |
| Bank Of America | Palos Hills | IL | 03/2020 | 03/2022 |
| Thrivent Investment Management Inc | Downers Grove | IL | 03/2022 | 04/2026 |
| Na | Na | IL | 12/2019 | 02/2020 |
| Thrivent Financial | Appleton | WI | 06/2022 | 04/2026 |
| Cetera Investment Services Llc | St Cloud | MN | 04/2026 | Present |
| Centier Bank | Merrillville | IN | 04/2026 | Present |
| Cetera Investment Advisers Llc | Merrillville | IN | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-28 |
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