Troy Albert Oates

Current Employers

Employment History

• 04/2015 → Present
  Raymond James Financial Services, Inc.
  St. Charles, IL
• 04/2016 → Present
  Raymond James Financial Services Advisors Inc.
  St. Charles, IL
• 04/2017 → 10/2019
  Twin Power
  Genoa, IL

Previous Registrations

• 2013-02-15 → 2016-04-15
  Spc
  Rockford, IL
  Ann Arbor, MI
  Sycamore, IL
  Chicago, IL
  Lisle, IL

Other Businesses

(1)Name of Business: Forthright Financial Address: 352 1/2 West State Street, Sycamore, IL, 60178, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/07/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Providing financial services (2)Name of Business: Forthright Financial Planning / Alt Strategies Group Address: 352 1/2 West State Street, Sycamore, IL, 60178, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/25/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Use 3rd party insurance broker to find alternative pricing and strategies on UL, IUL, and term life insurance. NOT VUL (3)Name of Business: Forthright Financial Planning / Capitas Address: 352 1/2 West State Street, Sycamore, IL, 60178, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/25/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Use 3rd party insurance broker to find alternative pricing and strategies on UL, IUL, and term life insurance. NOT VUL (4)Name of Business: Forthright Financial Planning / Good Solutions Address: 352 1/2 West State Street, Sycamore, IL, 60178, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/25/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Use 3rd party insurance broker to find alternative pricing and strategies on UL, IUL, and term life insurance. NOT VUL (5)Name of Business: Forthright Financial Planning / MVP Address: 352 1/2 West State Street, Sycamore, IL, 60178, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/25/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Use 3rd party insurance broker to find alternative pricing and strategies on UL, IUL, and term life insurance. NOT VUL (6)Name of Business: Forthright Financial Planning / Pacific Life Address: 352 1/2 West State Street, Sycamore, IL, 60178, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/20/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Use 3rd party insurance for pricing and strategies on UL, IUL and term life insurance. (7)Name of Business: River Valley Group, LLC Address: 29990 Fehmarn Way, Genoa, IL, 60135, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 01/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Property rental and management company (8)Name of Business: Skyline Rentals Address: 12181 Barcroft Circle, Huntley, IL, 60142, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: property management and rentals

Exams

• S66 Uniform Combined State Law Examination
  2013-02-14