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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-08-28
PA RA APPROVED 2012-07-19
  • TX RA
    APPROVED_RES
    Since 2015-08-28
  • PA RA
    APPROVED
    Since 2012-07-19

Branch Locations

600 Baltimore Dr, Wilkes Barre, PA 18702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Wilkes Barre PA 04/2012 Present
Bank Of America,N.A Wilkes-Barre PA 10/2012 Present
  • 04/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Wilkes Barre, PA
  • 10/2012 → Present
    Bank Of America,N.A
    Wilkes-Barre, PA
Other Businesses

I*56230FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PIAA AND NCAA BASKETBALL OFFICIALINVESTMENT RELATED: NADDRESS OF BUSINESS: SCRANTON, PENNSYLVANIA 18505NATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION, TITLE, ASSOCIATION: OTHER, BASKETBALL OFFICIALSTART DATE OF RELATIONSHIP: 7/23/2012NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: BASKETBALL OFFICIAL FOR PIAA AND NCAA BASKETBALL CONTESTSI*415747For profit or not for profit: Entity For ProfitName of outside business organization: Backcourt HoopsInvestment related: NAddress of business: Scranton, Pennsylvania, 18508Nature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 9/22/2021Number of hours devoted: 8 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Part Time, Teaching and coaching youth basketball ages K through 6th gradeI*122487For profit or not for profit: For-Profit OrganizationName of outside business organization: PA Sports AcademyInvestment related: NAddress of business:S Abington Twp, Pennsylvania 18411Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 4/16/2019Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: LLC formed to coach youth basketball camps, and mentor youth coaches and manage athletic tournamentsI*135124For profit or not for profit: Non-Profit OrganizationName of outside business organization: Chilren's Service CenterInvestment related: NAddress of business:Wilkes Barre, Pennsylvania 18702Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 12/11/2020Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I will be a member of the board of directors and will help to create the vision and development of the organization.I*3758282, Entity Type:Entity Charitable Name of OBA:Clarks Summit Goes Pink Address:Clarks Summit, PA 18411 Investment Related:N Position, Title, Association:Committee,Board Member Employee Start Date:02/11/2026 No Hours:2 No Hours during trading:0 Duties:Fundraising Committee and Board member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-17
  • S66 Uniform Combined State Law Examination
    2012-07-17
Other Names
  • Mathew Shaffer

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