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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-11-06
TX RA APPROVED 2019-11-01
  • MD RA
    APPROVED
    Since 2019-11-06
  • TX RA
    APPROVED
    Since 2019-11-01

Branch Locations

133 Defense Hwy Ste 108, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2012 10/2019
Wells Fargo Advisors Financial Network, Llc Annapolis MD 10/2019 Present
Previous Registrations
  • 2012-07-12 → 2019-10-08
    Annapolis, MD
    Edgewater, MD
    Maryland Heights, MO
    Maryland Heights, MO
Other Businesses

SOUTH RIVER HIGH SCHOOL; NOT INVESTMENT RELATED; EDGEWATER,MD; BOYS VARSITY LACROSSE ASSISTANT COACH; START DATE 03/01/2020; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 0; COACHING LACROSSE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-11
  • S66 Uniform Combined State Law Examination
    2012-07-11

View on SEC IAPD

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