Renee Penland Sorrell

Wells Fargo Clearing Services, LLC

Chapel Hill, NC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2022-06-06
TX	RA	APPROVED	2022-06-06

NC RA
APPROVED

Since 2022-06-06
TX RA
APPROVED

Since 2022-06-06

Branch Locations

1220 Environ Way Ste 1220, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mediant Communications	Cary	NC	09/2016	08/2017
Morgan Stanley	Durham	NC	01/2018	06/2022
Unemployed	Haw River	NC	09/2017	01/2018
Wells Fargo Clearing Services, Llc	Raleigh	NC	06/2022	Present

09/2016 → 08/2017

Mediant Communications

Cary, NC
01/2018 → 06/2022

Morgan Stanley

Durham, NC
09/2017 → 01/2018

Unemployed

Haw River, NC
06/2022 → Present

Wells Fargo Clearing Services, Llc

Raleigh, NC

Previous Registrations

2018-01-10 → 2022-06-13

Morgan Stanley

Durham, NC

Chapel Hill, NC
2013-09-23 → 2016-09-12

Davis Wealth Management

Durham, NC
2015-08-03 → 2016-07-13

Intercarolina Financial Services, Inc.

Wilmigton, NC

Greensboro, NC

Greensboro, NC
2011-06-06 → 2013-09-17

Lpl Financial Llc

Greensboro, NC

Greensboro, NC

Other Businesses

HOME DEPOT; NOT INVT RELATED; BURLINGTON, NC; CASHIER; START DATE 4/6/2024; 56 HRS PER MONTH; 0 HRS DURING TRADING; CASHIER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-02

S66 Uniform Combined State Law Examination

2011-06-02

Other Names

Renee P. Sorrell
Ruby Renee Penland

View on SEC IAPD

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Other Offices

FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC

ABSHER WEALTH MANAGEMENT, LLC · CHAPEL HILL, NC

FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC

RBC CAPITAL MARKETS, LLC · Chapel Hill, NC

TRUIST ADVISORY SERVICES, INC. · CHAPEL HILL, NC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHAPEL HILL, NC

STIFEL, NICOLAUS & COMPANY, INCORPORATED · CHAPEL HILL, NC

ROBERT W. BAIRD & CO. INCORPORATED · Chapel Hill, NC

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