Benjamin Edward Kaplowitz

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 11/2018
  Jpmorgan Securities Llc
  Lakewood, NJ
• 11/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Toms River, NJ
• 12/2018 → Present
  Bank Of America, N.A.
  Toms River, NJ

Previous Registrations

• 2014-04-03 → 2018-11-15
  J.P. Morgan Securities Llc
  Lakewood, NJ
  Lakewood, NJ
• 2012-08-17 → 2014-04-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

I*1753272, Entity Type:Entity For Profit, Name of OBA:269 john street holdings llc Address:lakewood, NJ 08701 Investment Related: No, Position, Title, Association: General Partner/Managing MemberEmployee Start Date:11/20/2019 No Hours: No Hours during trading: Duties:entity formed to purchase property for synagogue.I*2029309, Entity Type, Entity for Profit, Name of OBA: 228 L. S., Address: Lakewood, NJ, 08701, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 10/01/2024, No Hours: 0, No Hours during trading: 0, Duties: LLC opened to purchase a home. I*4655269 Entity Type: Entity For Profit Name of OBA: KAPCO 100 LLC Address: lakewood, New Jersey, 08701 Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/03/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: to be used as a brokerage account regular brokerage activity

Exams

• S66 Uniform Combined State Law Examination
  2012-08-15

Other Names

• Benjamin E Kaplowitz
• Benjamin Kaplowitz