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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-11-03 |
| NC | RA | APPROVED | 2025-11-03 |
| TX | RA | APPROVED | 2025-11-03 |
Branch Locations
300 Colorado St Ste 2600, Austin, TX 78701 • United States
Clarendon Hills, IL • United States
Bolingbrook, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Oakbrook Terrace | IL | 04/2012 | 01/2025 |
| World Financial Group Insurance Agency | Oakbrook Terrace | IL | 12/2022 | 01/2025 |
| Heartland Institute Of Financial Education | Greenwood Village | CA | 05/2020 | 01/2025 |
| Xiao Chen Dba Xc Performing Arts | Clarendon Hills | IL | 01/2022 | Present |
| Naifa Illinois | Springfield | IL | 03/2022 | 11/2023 |
| Chinese American Association At Greater Chicago | Westmont | IL | 12/2022 | Present |
| Hunan Association Of The Midwest Usa, Corp | Naperville | IL | 01/2024 | Present |
| Xiao Chen Notary Services | Clarendon Hills | IL | 03/2024 | Present |
| Dentdelioun, Llc | Bolingbrook | IL | 01/2025 | Present |
| Xiao Chen Dba Insurance Agent | Clarendon Hills | IL | 01/2025 | Present |
| Lion Street Financial | Austin | TX | 01/2025 | 11/2025 |
| Lion Street Advisors | Austin | TX | 01/2025 | 11/2025 |
| Integrity Alliance, Llc. | Urbandale | IA | 11/2025 | Present |
Xiao Chen DBA Insurance Agent, service of in-force insurance and fixed annuity policies that were offered outside of Dentdelioun LLC. Dentdelioun, LLC, sales of fixed insurance and fixed annuity products, part-time or full-time, for companies affiliated with Dentdelioun LLC and Lion Street general agency. Xiao Chen DBA XC Performing Arts / 0122-Present / Investment Related: No / 120 Oxford Ave. Clarendon Hills, IL 60514 / Owner / Music Performance, Acting / Hrs. Work Monthly: 2 / Sec Trading Hrs:0 / Singing, Emcee,Acting CHINESE AMERICAN ASSOCIATION AT GREATER CHICAGO POSITION: Board Member NATURE: Non-Profit Community Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: PO Box 867, Westmont IL 60559, United States DESCRIPTION: CAAGC is a non-profit, membership organization, serving the Chinese-Americans in metropolitan and her suburban of great Chicago area. Her mission is to promote cultural, educational, and economic opportunities for the Chinese-Americans, build and strength healthy relations between China and the U.S., and promote linkages and friendships among different communities in great Chicago area. My role will be assisting in organizing different events for this organization. HUNAN ASSOCIATION OF THE MIDWEST USA, CORP POSITION: Vice President NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 339 Pearson Cir, Naperville IL 60563, United States DESCRIPTION: Plan 2-3 social events per year for members. Attend 3-4 social events on behalf of the organization in the Chicagoland area. XIAO CHEN NOTARY SERVICES POSITION: Owner NATURE: Administrative Services INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 03/15/2024 ADDRESS: 120 Oxford Ave, Clarendon Hills IL 60514, United States DESCRIPTION: Notary services, Interpretation/Translation, Court/Depo Reporting, Recordkeeping
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-24 |
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