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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-03
NC RA APPROVED 2025-11-03
TX RA APPROVED 2025-11-03
  • IL RA
    APPROVED
    Since 2025-11-03
  • NC RA
    APPROVED
    Since 2025-11-03
  • TX RA
    APPROVED
    Since 2025-11-03

Branch Locations

300 Colorado St Ste 2600, Austin, TX 78701 • United States

Clarendon Hills, IL • United States

Bolingbrook, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Oakbrook Terrace IL 04/2012 01/2025
World Financial Group Insurance Agency Oakbrook Terrace IL 12/2022 01/2025
Heartland Institute Of Financial Education Greenwood Village CA 05/2020 01/2025
Xiao Chen Dba Xc Performing Arts Clarendon Hills IL 01/2022 Present
Naifa Illinois Springfield IL 03/2022 11/2023
Chinese American Association At Greater Chicago Westmont IL 12/2022 Present
Hunan Association Of The Midwest Usa, Corp Naperville IL 01/2024 Present
Xiao Chen Notary Services Clarendon Hills IL 03/2024 Present
Dentdelioun, Llc Bolingbrook IL 01/2025 Present
Xiao Chen Dba Insurance Agent Clarendon Hills IL 01/2025 Present
Lion Street Financial Austin TX 01/2025 11/2025
Lion Street Advisors Austin TX 01/2025 11/2025
Integrity Alliance, Llc. Urbandale IA 11/2025 Present
  • 04/2012 → 01/2025
    Transamerica Financial Advisors, Inc
    Oakbrook Terrace, IL
  • 12/2022 → 01/2025
    World Financial Group Insurance Agency
    Oakbrook Terrace, IL
  • 05/2020 → 01/2025
    Heartland Institute Of Financial Education
    Greenwood Village, CA
  • 01/2022 → Present
    Xiao Chen Dba Xc Performing Arts
    Clarendon Hills, IL
  • 03/2022 → 11/2023
    Naifa Illinois
    Springfield, IL
  • 12/2022 → Present
    Chinese American Association At Greater Chicago
    Westmont, IL
  • 01/2024 → Present
    Hunan Association Of The Midwest Usa, Corp
    Naperville, IL
  • 03/2024 → Present
    Xiao Chen Notary Services
    Clarendon Hills, IL
  • 01/2025 → Present
    Dentdelioun, Llc
    Bolingbrook, IL
  • 01/2025 → Present
    Xiao Chen Dba Insurance Agent
    Clarendon Hills, IL
  • 01/2025 → 11/2025
    Lion Street Financial
    Austin, TX
  • 01/2025 → 11/2025
    Lion Street Advisors
    Austin, TX
  • 11/2025 → Present
    Urbandale, IA
Previous Registrations
  • 2025-02-05 → 2025-11-03
    Lion Street Advisors, Llc
    Austin, TX
    Bolingbrook, IL
  • 2021-03-02 → 2025-02-06
    Fishers, IN
    Skokie, IL
    Oakbrook Terrace, IL
Other Businesses

Xiao Chen DBA Insurance Agent, service of in-force insurance and fixed annuity policies that were offered outside of Dentdelioun LLC. Dentdelioun, LLC, sales of fixed insurance and fixed annuity products, part-time or full-time, for companies affiliated with Dentdelioun LLC and Lion Street general agency. Xiao Chen DBA XC Performing Arts / 0122-Present / Investment Related: No / 120 Oxford Ave. Clarendon Hills, IL 60514 / Owner / Music Performance, Acting / Hrs. Work Monthly: 2 / Sec Trading Hrs:0 / Singing, Emcee,Acting CHINESE AMERICAN ASSOCIATION AT GREATER CHICAGO POSITION: Board Member NATURE: Non-Profit Community Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: PO Box 867, Westmont IL 60559, United States DESCRIPTION: CAAGC is a non-profit, membership organization, serving the Chinese-Americans in metropolitan and her suburban of great Chicago area. Her mission is to promote cultural, educational, and economic opportunities for the Chinese-Americans, build and strength healthy relations between China and the U.S., and promote linkages and friendships among different communities in great Chicago area. My role will be assisting in organizing different events for this organization. HUNAN ASSOCIATION OF THE MIDWEST USA, CORP POSITION: Vice President NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 339 Pearson Cir, Naperville IL 60563, United States DESCRIPTION: Plan 2-3 social events per year for members. Attend 3-4 social events on behalf of the organization in the Chicagoland area. XIAO CHEN NOTARY SERVICES POSITION: Owner NATURE: Administrative Services INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 03/15/2024 ADDRESS: 120 Oxford Ave, Clarendon Hills IL 60514, United States DESCRIPTION: Notary services, Interpretation/Translation, Court/Depo Reporting, Recordkeeping

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-01
S63 Uniform Securities Agent State Law Examination 2012-08-24
  • S65 Uniform Investment Adviser Law Examination
    2021-03-01
  • S63 Uniform Securities Agent State Law Examination
    2012-08-24
Designations

View on SEC IAPD

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