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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • IA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

5321 Council St Ne, Cedar Rapids, IA 52402 • United States

435 John F. Kennedy Rd, Dubuque, IA 52002 • United States

222 2Nd Ave Se, Cedar Rapids, IA 52401 • United States

895 31St St, Marion, IA 52302 • United States

270 W 7Th St, Dubuque, IA 52001 • United States

2510 Edgewood Rd Sw, Cedar Rapids, IA 52404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Cedar Rapids IA 03/2016 02/2026
U.S. Bancorp Advisors, Llc Cedar Rapids IA 02/2026 Present
Previous Registrations
  • 2016-03-07 → 2026-02-13
    Saint Paul, MN
    Cedar Rapids, IA
    Cedar Rapids, IA
    Marion, IA
    Dubuque, IA
    Dubuque, IA
    Dubuque, IA
    Galena, IL
    Cedar Rapids, IA
    Dubuque, IA
    Dubuque, IA
  • 2012-12-05 → 2014-12-18
    Securian Financial Services, Inc.
    Cedar Rapids, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-26
  • S66 Uniform Combined State Law Examination
    2012-11-26
Other Names
  • Bailey Helen Dorrington
  • Bailey Helen Winter

View on SEC IAPD

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