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Dustin Fernando Cabrera

Roth Capital Partners, LLC

Newport Beach, CA

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Current Employers
Roth Capital Partners, Llc

888 San Clemente Drive, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-04-16
  • CA RA
    APPROVED
    Since 2014-04-16

Branch Locations

888 San Clemente Suite 400, Newport Beach, CA 92660 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roth Capital Partners, Llc Newport Beach CA 04/2014 Present
Previous Registrations
  • 2012-07-17 → 2013-07-01
    C.K. Cooper & Company, Inc.
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-16
  • S66 Uniform Combined State Law Examination
    2012-07-16

View on SEC IAPD

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