Christopher Roy Spencer

Current Employers

Employment History

• 06/2026 → Present
  Lpl Enterprise Llc
  Wakefield, MA
• 09/2024 → 04/2026
  Gpis Employee Benefits Specialist
  Sacramento, CA
• 10/2017 → 05/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Apple Valley, MA
• 10/2017 → 05/2018
  Bank Of America, N.A.
  Apple Valley , MA
• 11/2015 → 09/2017
  Self Employed
  Wilmington, MA
• 05/2018 → 04/2019
  Santander Bank N.A.
  Salem, NH
• 05/2018 → 04/2019
  Santander Securities, Llc
  Salem, NH
• 04/2019 → 06/2024
  Fidelity Brokerage Services, Llc
  Merrimack, NH

Previous Registrations

• 2019-05-30 → 2024-06-10
  Fidelity Personal And Workplace Advisors
  Merrimack, NH
• 2018-06-12 → 2019-04-11
  Santander Securities Llc
  Salem, NH
  Dracut, MA
  Lawrence, MA
  Londonderry, NH
  Lexington, MA
• 2017-10-18 → 2018-05-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Danvers, MA
  Exeter, NH
  Boston, MA
  Apple Valley, MA
  Boston, MA
  Exeter, NH
  Peabody, MA
• 2015-02-17 → 2015-10-23
  Td Ameritrade, Inc.
  Burlington, MA
• 2015-02-17 → 2015-10-23
  Td Ameritrade Investment Management, Llc
  Burlington, MA
• 2013-06-06 → 2015-02-04
  Strategic Advisers Llc
  Merrimack, NH

Other Businesses

1. 06/01/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Tewksbury MA - Inv Related – OBA Start Date: 05/29/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 06/01/2026 - Christopher Spencer N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Tewksbury MA - Inv Related – OBA Start Date: 05/29/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading

Exams

• S66 Uniform Combined State Law Examination
  2013-06-03
• S63 Uniform Securities Agent State Law Examination
  2012-07-23

Other Names

• Christopher Spencer
• Chris R Spencer
• Christopher Roy Spencer
• Chris Spencer