Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2007-04-27 |
| TX | RA | APPROVED | 2005-08-02 |
| KY | RA | APPROVED | 2005-06-28 |
Branch Locations
312 Walnut St Pbig - Cincinnati, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 07/2004 | Present |
| Bank Of America, N.A. | Cincinnati | OH | 12/2009 | Present |
I*105793 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CINCINNATI GOLFERS FOR CHARITY INVESTMENT RELATED: N ADDRESS OF BUSINESS: CINCINNATI, OHIO 45208 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 42867 NUMBER OF HOURS DEVOTED: 8 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HELP FUNDRAISE FOR LOCAL CHILDREN'S CHARITIES AND MAKE A WISH FOUNDATION. I*122964 For profit or not for profit: Non-Profit Organization Name of outside business organization: Our Lady of the Visitation School Investment related: N Address of business: Cincinnati, Ohio 45248 Nature of business: Other,Church/School Position, title, association: Committee Member, Start date of relationship: 5/20/2019 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I am on the finance committee for our parish and children's school. General committee that reviews financials and budgets.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-13 |
Reach out to this advisor