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Andrew Thomas Beck

Wells Fargo Clearing Services, LLC

Asheville, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-04-03
  • NC RA
    APPROVED
    Since 2017-04-03

Branch Locations

1733 Hendersonville Rd, Asheville, NC 28803 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Weaverville NC 06/2014 11/2016
Wells Fargo Bank, Na Weaverville NC 06/2014 Present
Wells Fargo Clearing Services, Llc Weaverville NC 11/2016 Present
  • 06/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Weaverville, NC
  • 06/2014 → Present
    Wells Fargo Bank, Na
    Weaverville, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Weaverville, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-03
S63 Uniform Securities Agent State Law Examination 2012-06-01
  • S65 Uniform Investment Adviser Law Examination
    2017-04-03
  • S63 Uniform Securities Agent State Law Examination
    2012-06-01
Other Names
  • Andrew Beck
  • Andrew T Beck

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
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LAURENCE J CASPER
DONALD PETER WEIDEMANN
SANDRA K NEWBERRY
JONATHAN TRAVIS PAYNE
CHRISTINA LEIGH SIMPSON
KATHLEEN CARROLL KING
AMBER DAWN MCCLEEREY

Other Offices

OPPENHEIMER & CO. INC. · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

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