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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-29 |
Branch Locations
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
1138 N Alma Rd School Rd, Mesa, AZ 85201 • United States
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2013-02-13 |
Branch Locations
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Glendale | Glendale | AZ | 01/2000 | Present |
| Modern Welath Management, Llc | Mesa | AZ | 08/2025 | Present |
| Galloway Asset Management, Llc | Mesa | AZ | 01/2012 | Present |
The name of the other business: Glendale Police Department, City of Glendale, Arizona : Whether the business is investment-related: It is not investment-related: The address of the other business: 6835 N. 57th Dr., Glendale, AZ, 85301: The nature of the other business: Law enforcement agency: Your position, title, or relationship with the other business: Police Detective: The start date of your relationship: Employment began in January 2000: The approximate number of hours/month you devote to the other business: I work approximately 160 hours per month: The number of hours you devote to the other business during securities trading hours: This is not specified, but generally, most hours are within working hours: Briefly describe your duties relating to the other business: My duties include investigating criminal activity, arresting wanted persons, and apprehending criminal absconders.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-05 |
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