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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-11-14
  • MI RA
    APPROVED
    Since 2024-11-14

Branch Locations

101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States

433 Seminole Road Suite 100 A, Norton Shores, MI 49444 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Grand Rapids MI 12/2012 12/2017
Tiaa Grand Rapids MI 12/2012 12/2017
Fifth Third Bank Grand Rapids MI 12/2017 11/2020
Fifth Third Securities Grand Rapids MI 12/2017 11/2020
Unemployed Spring Lake MI 11/2020 01/2021
Prudential Insurance Company Of America Spring Lake IL 01/2021 Present
Pruco Securities, Llc. Spring Lake IL 01/2021 11/2024
Lpl Enterprise, Llc Norton Shores MI 11/2024 Present
  • 12/2012 → 12/2017
    Grand Rapids, MI
  • 12/2012 → 12/2017
    Tiaa
    Grand Rapids, MI
  • 12/2017 → 11/2020
    Fifth Third Bank
    Grand Rapids, MI
  • 12/2017 → 11/2020
    Fifth Third Securities
    Grand Rapids, MI
  • 11/2020 → 01/2021
    Unemployed
    Spring Lake, MI
  • 01/2021 → Present
    Prudential Insurance Company Of America
    Spring Lake, IL
  • 01/2021 → 11/2024
    Spring Lake, IL
  • 11/2024 → Present
    Norton Shores, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-01
  • S66 Uniform Combined State Law Examination
    2000-08-01
Other Names
  • Richard Laydue Tober

View on SEC IAPD

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