Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-02
AZ RA APPROVED 2017-03-08
  • TX RA
    APPROVED_RES
    Since 2022-05-02
  • AZ RA
    APPROVED
    Since 2017-03-08

Branch Locations

2801 East Camelback Road, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Inc Phoenix AZ 12/2013 Present
  • 12/2013 → Present
    Stifel, Nicolaus & Company, Inc
    Phoenix, AZ
Other Businesses

1. Rental Property; 3828 N 32nd Street unit 131, Phoenix, AZ 85016; Rental Property; 50% Owner; 03/01/2022; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-17
  • S66 Uniform Combined State Law Examination
    2017-02-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor