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Michael Scott Hemken

Stifel, Nicolaus & Company, Incorporated

Phoenix, AZ

CRD 6058080

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-02
AZ RA APPROVED 2017-03-08
  • TX RA
    APPROVED_RES
    Since 2022-05-02
  • AZ RA
    APPROVED
    Since 2017-03-08

Branch Locations

2801 East Camelback Road, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Inc Phoenix AZ 12/2013 Present
  • 12/2013 → Present
    Stifel, Nicolaus & Company, Inc
    Phoenix, AZ
Other Businesses

1. Rental Property; 3828 N 32nd Street unit 131, Phoenix, AZ 85016; Rental Property; 50% Owner; 03/01/2022; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-17
  • S66 Uniform Combined State Law Examination
    2017-02-17

View on SEC IAPD

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