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Caruso Family Financial Advisors (Cffa) LLC CRD 306593
$24.5M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4990 Speak Lane Suite 280, San Jose, CA 95118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-20 |
| CA | RA | APPROVED | 2025-12-26 |
Branch Locations
6525 Crown Blvd. # 20775, San Jose, CA 95160 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | San Jose | CA | 04/2012 | 09/2016 |
| Bank Of America, N.A | San Jose | CA | 10/2012 | 09/2016 |
| Silicon Private Wealth, Llc | Fremont | CA | 09/2016 | 12/2016 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2016 | 12/2016 |
| One Source Health & Wealth | Fresno | CA | 02/2017 | 07/2017 |
| The Taylor Advisory Group | Fresno | CA | 07/2017 | 12/2019 |
| Silicon Private Wealth- Pks | Fremont | CA | 09/2016 | 12/2016 |
| Caruso Family Financial Advisors (Cffa) Llc | San Jose | CA | 12/2019 | Present |
| Whitehall-Parker Securities, Inc | San Jose | CA | 01/2019 | 12/2019 |
| Whitehall-Parker Securities, Inc | San Jose | CA | 01/2019 | 03/2020 |
| Lightpath Capital, Inc. | Southlake | TX | 05/2021 | Present |
Caruso Family Financial Advisors, LLC. (CFFA), San Jose, CA; Registered Investment Advisory; Start Date: 2019; Position: CEO-CCO;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-10 |
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