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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-22
  • NY RA
    APPROVED
    Since 2021-06-22

Branch Locations

354 Mountain View Dr. Suite 200, Colchester, VT 05446 • United States

Clifton Park, NY • United States

1407 Route 9 Building 4 - 2Nd Floor, Clifton Park, NY 12065 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
National Life Group Clifton Park NY 08/1999 Present
Equity Services Inc Montpelier VT 05/2000 Present
  • 08/1999 → Present
    National Life Group
    Clifton Park, NY
  • 05/2000 → Present
    Montpelier, VT
Other Businesses

*NPA FINANCIAL, LLC., INVESTMENT RELATED, LOCATED IN CLIFTON PARK, NY. INSURANCE SALES AGENT/MANAGER. 6/00-PRESENT. 200 HRS PER MNTH, DURING TRADING HRS. I SELL LIFE, DISABILITY, AND HEALTH INSURANCE. *DAWN DAMELIO,1407 ROUTE 9 BUILDING 4 SECOND FLOOR,CLIFTON PARK,NY 12065,NOT INV REL,09/13/2016,ONGOING,SPEAKER/PRESENTER,FINDING SPEAKING OPPORTUNITIES,CREATE PRESENTATIONS,PRESENT TO A GROUP IN PERSON OR VIA WEBEX,2-5 HRS/MO.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-06-07
  • S63 Uniform Securities Agent State Law Examination
    2000-06-07
Designations
Other Names
  • Dawn Michelle Frontera
  • Dawn Michelle Frontera
  • Dawn Michelle Shannon

View on SEC IAPD

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