Christopher James Hoxie

Employer firm

Regal Investment Advisors LLC CRD 125004

$2.88B regulatory AUM 61 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → 04/2019
  Bankers Life & Casualty
  Chico, CA
• 05/2016 → 04/2019
  Bankers Life Securities, Inc.
  Chico, CA
• 10/2006 → 04/2019
  Bankers Life And Casualty
  Chico, CA
• 04/2019 → Present
  Regal Investment Advisors, Llc
  Kentwood, MI
• 04/2019 → Present
  Regulus Financial Group, Llc
  Kentwood, MI

Previous Registrations

• 2019-03-05 → 2019-04-04
  Bankers Life Advisory Services, Inc.
  Chico, CA
  Chicago, IL

Other Businesses

INSURANCE AGENT AT AMERICAN SENIOR BENEFITS. LOCATED AT 2611 FOREST AVE, CHICO, CA, 95928. THIS IS INVESTMENT RELATED. DEVOTES APPROX 80 HOURS PER MONTH, NONE DURING TRADING HOURS. STARTED ON 4/8/2019. HE RECEIVES COMMISSIONS. INSURANCE AND FIXED ANNUITY SALES.

Exams

• S66 Uniform Combined State Law Examination
  2019-02-20
• S63 Uniform Securities Agent State Law Examination
  2011-04-19