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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-05-28
  • VA RA
    APPROVED
    Since 2026-05-28

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

1021 E Cary St Fl 21, Richmond, VA 23219 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-01-24
  • VA RA
    APPROVED
    Since 2017-01-24

Branch Locations

1021 E Cary St 22Nd Fl James Center Ii, Richmond, VA 23219 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Midlothian, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Richmond VA 05/2026 Present
Wells Fargo Advisors, Llc Richmond VA 08/2015 11/2016
Wells Fargo Clearing Services, Llc Richmond VA 11/2016 Present
  • 05/2026 → Present
    Wells Fargo Advisors Financial Network
    Richmond, VA
  • 08/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Richmond, VA
  • 11/2016 → Present
    Richmond, VA
Other Businesses

EXECUTOR FOR FATHERS ESTATE; NOT INV RELATED; RICHMOND,VA; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 01/01/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING; TRUSTEE DATED MARCH 21, 202 FOR FATHER; INV RELATED; RICHMOND,VA; TRUSTEE; TRUSTEE/CO-TRUSTEE; START DATE: 01/05/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-24
  • S66 Uniform Combined State Law Examination
    2017-01-24
Other Names
  • Lisa Marie Swecker

View on SEC IAPD

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