Lisa Little

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Wells Fargo Advisors Financial Network
  Richmond, VA
• 08/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Richmond, VA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Richmond, VA

Other Businesses

EXECUTOR FOR FATHERS ESTATE; NOT INV RELATED; RICHMOND,VA; EXECUTOR/CO-EXECUTOR/PERSONAL REPRESENTATIVE; START DATE: 01/01/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING; TRUSTEE DATED MARCH 21, 202 FOR FATHER; INV RELATED; RICHMOND,VA; TRUSTEE; TRUSTEE/CO-TRUSTEE; START DATE: 01/05/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2017-01-24

Other Names

• Lisa Marie Swecker