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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-02-04 |
| CA | RA | APPROVED | 2013-06-24 |
Branch Locations
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
Torrance, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Beverly Hills | CA | 04/2012 | Present |
| City National Bank | Beverly Hills | CA | 10/2016 | Present |
(1) ATHLETE'S TOUCH; ADDRESS: N/A; BUSINESS DESCRIPTION: NETWORKING GROUP; NOT INVESTMENT RELATED; START DATE: 02/15/2002; CAPACITY: MEMBER; DUTIES: ATTEND LUNCHES; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1 (2) LOS VERDES MEN'S GOLF CLUB; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: MEN'S GOLF CLUB; NOT INVESTMENT RELATED; START DATE: 12/01/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: SECRETARY; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (3) Name: Los Verdes Men's Golf Club Address: 7000 Los Verdes Drive, Rancho Palos Verdes, CA 90275 Business Description: Men's Golf Club Business is not investment related Projected Start Date: 01/01/21 Capacity: Board of Directors *, Other Duties Performed: Coordinate and run board meetings with ongoing and new business, and coordinate golf tournaments. Approve and reimburse for expenses after board has voted on them Devoted to this OBA per Month: 2 Hours Hours Devoted to this OBA during business hours: 0.25 (4) Riviera Little League Non-Investment related Little League Baseball Board of Directors Little League Player agent Start Date: 02/01/2022 Time Devoted: 1 hour 0 hours during trading hours Duties: Intermediary between the parents, coaches and board (5) NAME OF ENTITY: Riviera Little League ADDRESS: 23701 Ocean Ave Torrance 90505 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Sep 01, 2026 CAPACITY: Board of Directors DUTIES: Assume leadership and oversee all activities from team construction to instruction or daily operations of league including financial management HOURS DEVOTED PER MONTH: 12 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-24 |
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