Randy Allen Risler

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → Present
  Commonwealth Financial Network
  Waltham, MA
• 02/2005 → Present
  Nine Pillars
  Eau Claire, WI

Previous Registrations

• 2005-01-18 → 2006-03-09
  Cliftonlarsonallen Wealth Advisors, Llc
  Altoona, WI
• 2002-01-10 → 2003-11-11
  Avantax Advisory Services
  Altoona, WI

Other Businesses

1. FIXED INSURANCE SALES; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED. 2. NINE PILLARS, LLC; OWNER AND CEO; OPERATING COMPANY; CONDUCTED AT BRANCH; INVESTMENT RELATED. 3. OWNER OF RENTAL PROPERTIES LOCATED IN EAU CLAIRE & MONDOVI, WI; AS OF 1/01/2023; LESS THAN 1% TIME SPENT DURING BUSINESS HOURS; NOT CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED. 4. CO-OWNER OF LAND USED FOR FARMING AND LOGGING, LOCATED IN STRUM, WI, AS OF 04/01/2026; 0% TIME SPENT DURING BUSINESS HOURS; NOT CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-19
• S63 Uniform Securities Agent State Law Examination
  2000-05-17

Other Names

• Randy Allen Risler
• Randy Allen Risler