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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2005-02-28 |
Branch Locations
4410 Golf Terrace Suite 201, Eau Claire, WI 54701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 02/2005 | Present |
| Nine Pillars | Eau Claire | WI | 02/2005 | Present |
1. FIXED INSURANCE SALES; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED. 2. NINE PILLARS, LLC; OWNER AND CEO; OPERATING COMPANY; CONDUCTED AT BRANCH; INVESTMENT RELATED. 3. OWNER OF RENTAL PROPERTIES LOCATED IN EAU CLAIRE & MONDOVI, WI; AS OF 1/01/2023; LESS THAN 1% TIME SPENT DURING BUSINESS HOURS; NOT CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED. 4. CO-OWNER OF LAND USED FOR FARMING AND LOGGING, LOCATED IN STRUM, WI, AS OF 04/01/2026; 0% TIME SPENT DURING BUSINESS HOURS; NOT CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-17 |
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