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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2017-07-06 |
| TX | RA | APPROVED | 2016-10-31 |
Branch Locations
200 West 17Th Street Suite 100, Cheyenne, WY 82001-4595 • United States
Cheyenne, WY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Greenwood Village | CO | 09/2013 | 09/2016 |
| Rbc Capital Markets, Llc | Cheyenne | WY | 09/2016 | 11/2016 |
| Rbc Capital Markets, Llc | Cheyenne | WY | 11/2016 | Present |
| City National Bank | Cheyenne | WY | 12/2019 | Present |
NAME OF ENTITY: Boys and Girls Club of Cheyenne; ADDRESS: Not Provided; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: Boys and Girls Club; CAPACITY: Board Member of Non-Profit; START DATE: 01/01/2021; DUTIES: Board member, help put on events, make decisions for the club, and drive membership; HOURS DEVOTED PER MONTH: 02hrs/month; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-12 |
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