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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-14 |
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2016-10-12 |
Branch Locations
51-15 Metropolitan Ave., Ridgewood, NY 11385 • United States
46-10 Queens Blvd., Sunnyside, NY 11104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bayside | NY | 09/2015 | 09/2016 |
| Bank Of America, N.A. | Bayside | NY | 06/2016 | 09/2016 |
| Jpmorgan Securities, Llc | Sunnyside | NY | 09/2016 | Present |
| 10721 112St Llc | South Richmond Hill | NY | 09/2022 | Present |
Entity Name: 10721 112ST LLC Investment related: No Address: South Richmond Hill, NY Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 09/12/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Created this LLC for asset protection and legal protection. My fiancé and I are the owners of this property and LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-04 |
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