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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-24
NJ RA APPROVED 2016-05-31
  • NY RA
    APPROVED
    Since 2021-11-24
  • NJ RA
    APPROVED
    Since 2016-05-31

Branch Locations

84-01 Jamaica Avenue, Woodhaven, NY 11421 • United States

60-67 Myrtle Avenue, Ridgewood, NY 11385 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johan Food Corp Brooklyn NY 02/2014 Present
J.P. Morgan Securities Llc Ridgewood NY 04/2016 Present
Jpmorgan Chase Bank, N.A. Ridgewood NY 04/2016 Present
  • 02/2014 → Present
    Johan Food Corp
    Brooklyn, NY
  • 04/2016 → Present
    Ridgewood, NY
  • 04/2016 → Present
    Jpmorgan Chase Bank, N.A.
    Ridgewood, NY
Previous Registrations
  • 2015-03-12 → 2016-04-22
    Jackson Heights, NY
    Brooklyn, NY
    Long Island City, NY
    Long Island City, NY
  • 2012-10-01 → 2015-02-18
    Corona, NY
    Corona, NY
    Woodhaven, NY
    Ridgewood, NY
  • 2011-09-16 → 2012-10-01
    Chase Investment Services Corp.
    Jackson Heights, NY
    New York, NY
    Corona, NY
    Corona, NY
  • 2007-02-21 → 2007-11-08
    Cetera Wealth Services, Llc
    Paramus, NJ
    Syosset, NY
Other Businesses

ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: JOHAN FOOD CORP POSITION: MANAGER START DATE: 2/1/2014 ADDRESS: 179 Brooklyn, NY DETAILS: FAMILY OWNED BUSINESS, DELI AND MEAT MARKET. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 15 HOURS PER MONTH HOURS DURING TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-15
S63 Uniform Securities Agent State Law Examination 2000-03-20
  • S65 Uniform Investment Adviser Law Examination
    2011-09-15
  • S63 Uniform Securities Agent State Law Examination
    2000-03-20

View on SEC IAPD

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