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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Birmingham | AL | 03/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 11/2016 | 08/2020 |
| Lpl Financial Llc | Anniston | AL | 08/2020 | Present |
1) 8/11/2020- HC BLACKWELL CO INC- Outside/W-2 Employment- excavating /part time- Adamsville, AL- start date 11/24/2017-2hrs/mth 2) 11/06/2023 - Pine Bend Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/27/2023 - 120 Hours Per Month/ During Trading 3) 07/05/2024 - Pine Bend Holdings LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 1 Hour Per Month/ 0 Hours During Trading 4) 08/09/2024 - Other - Notary - Investment Related - At Reported Business Location(s) - Start Date 05/01/2024 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-08 |
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