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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-03-20 |
Branch Locations
1707 Hillyer Robinson Pkwy Ste A, Oxford, AL 36203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | Gadsen | AL | 05/2016 | 05/2018 |
| Air Methods Corp. | Denver | CO | 05/2018 | 05/2019 |
| P&L Facility And Power Wash | Anniston | AL | 05/2017 | Present |
| Lpl Financial Llc | Birmingham | AL | 06/2020 | 12/2020 |
| Whitfield Regional Hospital | Demopolis | AL | 11/2020 | 11/2021 |
| J. Pollard Group Llc | Oxford | AL | 11/2021 | Present |
| Simom Markets | Birmingham | AL | 01/2022 | 12/2022 |
| Lpl Financial, Llc | Anniston | AL | 03/2023 | Present |
1) 03/2023 - P&L Facility LLC dba P&L Facility and Power Washing - Other - Business Owner - Non-Inv Rel - Oxford, AL - Start: 02/2017 - 10 Hr/Mth 2) 03/2023 - J. Pollard Group LLC - Other - Business Owner - Non-Inv Rel - Oxford, AL - Start: 11/2021 - 10 Hr/Mth 3) 12/10/2024 - J. Pollard Group LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At the Business location - Start: 12/02/2024 - 160Hr/Mth 6Hrs during Trading 4) 04/10/2026 - Ash Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) -Start Date 0/15/2026 - 4 hours per month/ 1 hour during trading 5) 06/29/2026 - UAB - Outside/W-2 Employment - Not Investment Related - Delta, AL - Start Date 07/06/2026 - 4 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-01 |
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