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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-05-09 |
| TX | RA | APPROVED | 2023-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Deerfield | IL | 02/2016 | 02/2023 |
| U.S. Bancorp Investments, Inc. | Deerfield | IL | 02/2016 | 02/2023 |
| Jpmorgan Chase Bank, N.A. | Winnetka | IL | 03/2023 | Present |
| J.P. Morgan Securities Llc | Winnetka | IL | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-21 |
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