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William James Ahmann

Morgan Stanley

Oak Brook, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-06-04
TX RA APPROVED 2021-05-28
  • IL RA
    APPROVED
    Since 2021-06-04
  • TX RA
    APPROVED
    Since 2021-05-28

Branch Locations

2211 York Road Suite 100, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Chicago IL 07/2011 05/2021
J.P. Morgan Securities Llc Chicago IL 08/2014 05/2021
Morgan Stanley Smith Barney Llc Oak Brook IL 05/2021 Present
  • 07/2011 → 05/2021
    Jpmorgan Chase Bank
    Chicago, IL
  • 08/2014 → 05/2021
    Chicago, IL
  • 05/2021 → Present
    Morgan Stanley Smith Barney Llc
    Oak Brook, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-17
S63 Uniform Securities Agent State Law Examination 2012-05-21
  • S66 Uniform Combined State Law Examination
    2014-12-17
  • S63 Uniform Securities Agent State Law Examination
    2012-05-21
Other Names
  • Bill Ahmann

View on SEC IAPD

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