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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-02
TX RA APPROVED 2026-07-02
  • CO RA
    APPROVED
    Since 2026-07-02
  • TX RA
    APPROVED
    Since 2026-07-02

Branch Locations

5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Lone Tree CO 05/2015 03/2019
Fidelity Personal And Workplace Advisors Lone Tree CO 07/2018 03/2019
J.P. Morgan Securities Llc Centennial CO 03/2019 07/2026
Jp Morgan Chase Bank, N.A. Centennial CO 03/2019 07/2026
Prestige Meridian Llc Parker CO 02/2026 07/2026
Wells Fargo Clearing Services, Llc Greenwood Village CO 07/2026 Present
  • 05/2015 → 03/2019
    Fidelity Brokerage Services Llc
    Lone Tree, CO
  • 07/2018 → 03/2019
    Fidelity Personal And Workplace Advisors
    Lone Tree, CO
  • 03/2019 → 07/2026
    Centennial, CO
  • 03/2019 → 07/2026
    Jp Morgan Chase Bank, N.A.
    Centennial, CO
  • 02/2026 → 07/2026
    Prestige Meridian Llc
    Parker, CO
  • 07/2026 → Present
    Greenwood Village, CO
Previous Registrations
  • 2019-03-28 → 2026-07-03
    Centennial, CO
    Parker, CO
    Englewood, CO
    Aurora, CO
  • 2018-07-13 → 2019-03-15
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-05-08 → 2018-07-13
    Lone Tree, CO
  • 2014-06-30 → 2015-05-06
    Parker, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Aurora, CO
    Parker, CO
Other Businesses

SUNSHINE MOUNTAIN REALTY LLC; INV RELATED;PARKER,CO; REAL ESTATE;100% OWNERSHIP; START DATE: 07/03/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING; BALDIE LLC ; INV RELATED;PARKER,CO; HOLDING COMPANY;100% OWNERSHIP; START DATE: 08/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; PRESTIGE MERIDIAN LLC ; INV RELATED;PARKER,CO; BUSINESS ACQUISITION COMPANY;100% OWNERSHIP; START DATE: 12/01/2025; 4 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-27
  • S66 Uniform Combined State Law Examination
    2014-06-27
Designations
  • Certified Financial Planner
Other Names
  • Elijah J Brown
  • Elijah Brown
  • Elijah James Jarred Brown

View on SEC IAPD

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