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Anneliese Ernestine Roemer

Waverly Advisors, LLC

Montgomery, AL

Birmingham, AL

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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2012-04-23
  • AL RA
    APPROVED
    Since 2012-04-23

Branch Locations

One Commerce, 1 Commerce St. Suite 630, Montgomery, AL 36104 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Warren Averett Asset Management, Llc Montgomery AL 04/2012 01/2022
Waverly Advisors, Llc Montgomery AL 01/2022 Present
  • 04/2012 → 01/2022
    Warren Averett Asset Management, Llc
    Montgomery, AL
  • 01/2022 → Present
    Waverly Advisors, Llc
    Montgomery, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-19
  • S65 Uniform Investment Adviser Law Examination
    2011-12-19
Other Names
  • Anneliese Roemer

View on SEC IAPD

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