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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-02-22 |
| TX | RA | APPROVED | 2022-02-22 |
Branch Locations
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Jacksonville | FL | 11/2015 | 04/2017 |
| Ameriprise Financial Services, Llc | Birmingham | AL | 07/2020 | 02/2022 |
| Unemployed | Clanton | AL | 04/2017 | 09/2017 |
| Alabama National Guard | Dothan | AL | 09/2017 | Present |
| Rfg Advisory | Vestavia Hills | AL | 02/2022 | Present |
| Regions Bank | Clanton | AL | 07/2018 | 08/2019 |
| Private Client Services | Birmingham | AL | 02/2022 | Present |
1) Alabama National Guard. Not investment-related. 1842 Third Ave, Dothan, AL 36301. Military - National Guard. 2nd Lt, Executive Officer. Start 09/2017. 32 hrs/mo; 0 during trading hrs. 2) RFG Advisory, LLC. 1400 Urban Center Drive, Ste 475, Vestavia Hills, AL 35242. RIA. 160 hrs/mo; 160 during trading hrs. 3) Crump Insurance. Investment-related. 1400 Urban Center Drive, Ste 475, Vestavia Hills, AL 35242. Non-producing Insurance Agent. Agent. Start 02/2022. Zero hours/month. Licensed agent. 4) Cardinal Asset Advisory. 1400 Urban Center Dr, Ste 475, Vestavia Hills, AL 35242. Practice Manager. 160 hrs/mo; 160 during trading hrs. Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-08 |
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