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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2018-07-17 |
| MN | RA | APPROVED | 2013-12-09 |
Branch Locations
444 Cedar St, St Paul, MN 55101-2108 • United States
North Oaks, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rts Consultants | North Oaks | MN | 08/2011 | Present |
| Ubs Financial Services Inc. | St. Paiul | MN | 05/2012 | Present |
CAST SPECIALTIES INC. / 26711 MILES ROAD WARRENSVILLE HEIGHTS, OHIO 44122 / COMPANY / METAL & MINING INDUSTRIES (EXTRACTING & MANUFACTURING) / MANUFACTURING & SALES OF DIE CAST METAL PARTS / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / PROVIDE ASSISTANCE IN DEVELOPING BUSINESS STRATEGY, OPERATIONS IMPROVEMENT, SALES AND MARKETING PLAN IMPLEMENTATION / START DATE 03/01/2012 / OCCASSIONAL TELEPHONE CALL OR MEETING DURING THE DAY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-13 |
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