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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-08-11 |
| TX | RA | APPROVED | 2020-08-10 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 04/2012 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 04/2012 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 CAPITAL FINANCIAL SERVICES, INC. NOT AN INVESTMENT RELATED BUSINESS. 5827 E ST JOHN RD, SCOTTSDALE, AZ 85254.PRESIDENT. START DATE 01/1994.ZERO HOURS WORKED PER MONTH.ZERO HOURS WORKED DURING TRADING HOURS. COLLECTING ONLY RESIDUAL.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-09 |
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