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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| LA | RA | APPROVED | 2020-07-09 |
| FL | RA | APPROVED | 2016-08-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Truist Investment Services, Inc. | Longwood | FL | 09/2015 | Present |
| Truist Advisory Services, Inc. | Longwood | FL | 08/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-07 |
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