Best Investors Account Sign in

Stacey Alan Wyandt

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilkes Barre, PA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-08-01
TX RA APPROVED_RES 2021-06-16
PA RA APPROVED 2021-03-05
  • SC RA
    APPROVED
    Since 2022-08-01
  • TX RA
    APPROVED_RES
    Since 2021-06-16
  • PA RA
    APPROVED
    Since 2021-03-05

Branch Locations

600 Baltimore Dr, Wilkes Barre, PA 18702 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilkes Barre PA 02/2021 Present
Pnc Wealth Management Wilkes-Barre PA 05/2014 02/2021
Bank Of America, N.A. Wilkes Barre PA 03/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-02
S65 Uniform Investment Adviser Law Examination 2012-03-29
  • S66 Uniform Combined State Law Examination
    2021-01-02
  • S65 Uniform Investment Adviser Law Examination
    2012-03-29
Other Names
  • Stacey Wyandt
  • Stacey Alan Wyandt
  • Stacey A Wyandt

View on SEC IAPD

Other Firms

MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
JACOBI CAPITAL MANAGEMENT, LLC
JANNEY MONTGOMERY SCOTT LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BANKERS LIFE ADVISORY SERVICES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CITIZENS SECURITIES, INC.

Other Investors

Joseph Karcutskie
TRICIA A. ZELINKA
DANIEL GEORGE CHAUMP
ERIN Mae ORAVIC
Ryan J Hinkle
MARY MCEVOY-DOCKERAY
RICHARD JOSEPH HAZZOURI
CANDICE S TOHME

Other Offices

MORGAN STANLEY · WILKES BARRE, PA
WELLS FARGO CLEARING SERVICES, LLC · WILKES BARRE, PA
JACOBI CAPITAL MANAGEMENT, LLC · WILKES BARRE, PA
JANNEY MONTGOMERY SCOTT LLC · Wilkes-Barre, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILKES-BARRE, PA
BANKERS LIFE ADVISORY SERVICES, INC. · Wilkes Barre, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · WILKES BARRE, PA
CITIZENS SECURITIES, INC. · WILKES-BARRE, PA

More in Wilkes Barre, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor