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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-04-23
IL RA APPROVED 2012-06-15
  • TX RA
    APPROVED
    Since 2013-04-23
  • IL RA
    APPROVED
    Since 2012-06-15

Branch Locations

10 N Martingale Rd, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Schaumburg IL 04/2012 Present
Bank Of America, N.A. Schaumburg IL 08/2012 Present
Other Businesses

I*: 418567FOR-PROFIT ORGANIZATIONName of OBA - MELALEUCAAddress: CARPENTERSVILLE, ILLINOIS 60110INVESTMENT RLT'D - NOHRS DEVOTED TO ACTIVITY - 1 hr mthlyHRS DURING TRADING - 0DATE ACTIVITY BEGAN 02/16/09POSITION - PART-TIME employeeDuties: PROMOTE WELLNESS AND ENROLL NEW CUSTOMERS.I*2739333, Entity Type: , Name of OBA: E C O AND M A O JTWROS , Address: Milford, Illinois, 60953, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/13/2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: I*: 2739333 Entity Type: POA Name of OBA: ECO AND MAO JTWROS Address: MilfordIllinois60953 Investment Related: n Position, Title, Association: POA Employee Start Date: 08/13/2025 No Hours: 5hr/yr No Hours during trading:0 Duties: POA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-13
  • S66 Uniform Combined State Law Examination
    2012-06-13
Other Names
  • Michael E Ochs

View on SEC IAPD

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