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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-01 |
| TX | RA | APPROVED | 2026-06-29 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 08/2012 | Present |
| City Of Peoria | Peoria | AZ | 06/2023 | Present |
| Vanguard Marketing Corportation | Scottsdale | AZ | 08/2012 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 06/2026 | Present |
NAME OF BUSINESS: CITY OF PEORIA NON-INVESTMENT RELATED NATURE OF BUSINESS: RECREATIONAL LEAGUE POSITION: COACH START DATE: 6/2023 APPROXIMATE HOURS/MONTH: 6 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GIRLS BASKETBALL COACH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-08 |
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