Chad Allen Heberly

Employer firm

Gradient Advisors, LLC CRD 152665

$289M regulatory AUM 64 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 06/2019
  Stifel Nicolaus
  Pueblo, CO
• 06/2019 → 03/2020
  Ameriprise Financial Services Inc
  Colorado Springs, CO
• 03/2020 → 06/2024
  Ameriprise Financial Services, Llc
  Pueblo, CO
• 08/2024 → Present
  Gradient Advisors, Llc
  Arden Hills, MN
• 08/2024 → Present
  Prospera Financial
  Pueblo, CO
• 07/2024 → Present
  Business Owner Strategic Services
  Pueblo, CO

Previous Registrations

• 2019-06-21 → 2024-07-09
  Ameriprise Financial Services, Llc
  Pueblo, CO
  Colorado Springs, CO
  Colorado Springs, CO
  Pueblo West, CO
  Pueblo, CO
• 2014-01-28 → 2019-07-09
  Stifel, Nicolaus & Company, Incorporated
  Pueblo, CO

Other Businesses

1. Prospera Investment Advisors, LLC; Investment Related; 301 N Main St Suite 202 Pueblo CO 81003; Advisory; Owner; Investment Advisor Representative; 08/2024; 80hr/mo; 80hrs/mo during trading; Investment Advisory Services 2. Prospera Financial; Investment Related; 301 N Main St Suite 202 Pueblo CO 81003; Insurance; Owner; Agent; 08/2024; 80hr/mo; 25hrs/mo during trading; Insurance/Annuity sales & service 3. Pueblo Economic Development Foundation; Not Investment Related; 301 N Main St Suite 202 Pueblo CO 81003; Non-profit: Economic Development; Board Member; Treasurer; 07/2018; 4hrs/mo; 1hr/mo during trading 4. Pueblo County Business Resource Oversight Commission; Not Investment Related; 215 W 10th St Pueblo CO 81003; County Commission: Community Lending; Commission Member; 07/2015; 1hr/mo; 1hr/mo during trading; Set policy and act as a review committee for community lending of county resources 5. Colorado State University - Pueblo Foundation; Not Investment Related; 2200 Bonforte Blvd Pueblo CO 8100; Non Profit: University Foundation; Past Chair / Board Member; 07/2016; 4hrs/mo; 2hrs/mo during trading; Executive and finance committee member, set policy and goals development. 6. YMCA of Pueblo; Not Investment Related; 3200 E Spaulding Ave Pueblo CO 81008; Non Profit: Finance Committee Member; Community Health and Youth Development; Finance Committee Member; 07/2014; 1hr/mo; 1hr/mo during trading; Provide guidance and policy on financial operations to executive staff and the board 7. Business Owner Strategic Services (BOSS); Not Investment Related; 301 N Main St Suite 202 Pueblo CO 81003; Business Consulting; Owner; 07/2024; 10hrs/mo; 0hrs/mo during trading; Projects to improve operations 8. Pueblo City/County Library District Foundation; Not Investment Related; Pueblo CO; Non-Profit Foundation; Finance Committee Member; 10/2021; 1hr/mo; 1hr/mo during trading; Non-Profit Foundation

Exams

• S66 Uniform Combined State Law Examination
  2014-01-02
• S63 Uniform Securities Agent State Law Examination
  2012-06-14

Other Names

• Chad Heberly