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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-01-21 |
Branch Locations
250 S Australian Ave Ste 1601, West Palm Bch, FL 33401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David Coldwell | West Palm Beach | FL | 08/2012 | 06/2017 |
| Grant Coldwell | West Palm Beach | FL | 03/2014 | 06/2017 |
| Northwestern Mutual Investment Services, Llc | West Palm Beach | FL | 09/2015 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2016 | 06/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2017 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2017 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) 100% OWNER, GLENN GRAVES, LLC, LEGAL ENTITY, START DATE: 6/28/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, S- CORP FOR ADMINISTRATIVE PURPOSES (E.G., PAYROLL, LEASES AND OTHER OFFICE EXPENSES, EMPLOYEE BENEFITS, ETC.) 3. IMMEDIATE PAST CHAIRMAN, TREASURE HEALTH FOUNDATION, 1201 SE INDIAN ST, STUART, , FLORIDA, 34997, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/20/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF FOUNDATION BOARD- RESPONSIBLE FOR ASSISTING FUNDRAISING EFFORTS. NON INVESTMENT RELATED. 4. SUCCESSOR TRUSTEE/BENEFICIARY, BENEFICIARY, 250 S. AUSTRALIAN AVE, WEST PALM BEACH, FL 33401. START DATE: 02/01/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SUCCESSOR TRUSTEE AND BENEFICIARY FOR MOTHER-IN-LAW. INVESTMENT RELATED. 5. IMMEDIATE PAST PRESIDENT, MARTIN COUNTY ESTATE PLANNING COUNCIL, 900 EAST SALERNO ROAD, STUART, , FLORIDA, 34997, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 5/3/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER- IMMEDIATE PAST CHAIRMAN; NOT INVESTMENT RELATED. 6. COMMITTEE MEMBER, FIRST CHURCH BLACK MOUNTAIN, 130 MONTREAT RD, BLACK MOUNTAIN, , NORTH CAROLINA, 28711, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 12/05/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FINANCE COMMITTEE- OFFER ADVICE ON BILL PAYING AND BUDGETS. NON INVESTMENT RELATED. 7. BOARD MEMBER, TREASURE HEALTH FOUNDATION, 1201 SE INDIAN ST, STUART, , FLORIDA, 34997, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 1/20/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF FOUNDATION BOARD- RESPONSIBLE FOR ASSISTING FUNDRAISING EFFORTS. NON INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-16 |
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