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William Lawrence Patriarca

LPl Financial LLC

Annapolis, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-04-20
  • MD RA
    APPROVED
    Since 2026-04-20

Branch Locations

1000 Bestgate Rd Ste 300, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Linthicum MD 08/2015 01/2017
Wells Fargo Bank, Na Alexandria VA 09/2018 04/2021
Wells Fargo Clearing Services, Llc Alexandria VA 10/2018 04/2021
Pension Benefit Guaranty Corporation Washington DC 11/2016 03/2017
First Home Mortgage Corporation Dunkirk MD 04/2017 02/2018
Bay Capital Mortgage Company Annapolis MD 02/2018 08/2018
M & T Securities, Inc Prince Frederick MD 04/2021 06/2021
Lpl Financial Llc Deale MD 06/2021 04/2022
Lpl Financial Llc Deale MD 06/2021 04/2022
First National Bank Of Pa Annapolis MD 03/2023 04/2026
Cetera Investment Services Llc St Cloud MN 04/2024 04/2026
Cetera Investment Advisers Llc Annapolis MD 04/2024 04/2026
M&T Securities, Inc. Prince Frederick MD 03/2021 04/2022
M&T Realty Capital Corporation Baltimore MD 04/2022 03/2023
Lpl Financial Annapolis MD 04/2026 Present
  • 08/2015 → 01/2017
    Linthicum, MD
  • 09/2018 → 04/2021
    Wells Fargo Bank, Na
    Alexandria, VA
  • 10/2018 → 04/2021
    Alexandria, VA
  • 11/2016 → 03/2017
    Pension Benefit Guaranty Corporation
    Washington, DC
  • 04/2017 → 02/2018
    First Home Mortgage Corporation
    Dunkirk, MD
  • 02/2018 → 08/2018
    Bay Capital Mortgage Company
    Annapolis, MD
  • 04/2021 → 06/2021
    M & T Securities, Inc
    Prince Frederick, MD
  • 06/2021 → 04/2022
    Deale, MD
  • 06/2021 → 04/2022
    Deale, MD
  • 03/2023 → 04/2026
    First National Bank Of Pa
    Annapolis, MD
  • 04/2024 → 04/2026
    Cetera Investment Services Llc
    St Cloud, MN
  • 04/2024 → 04/2026
    Annapolis, MD
  • 03/2021 → 04/2022
    M&T Securities, Inc.
    Prince Frederick, MD
  • 04/2022 → 03/2023
    M&T Realty Capital Corporation
    Baltimore, MD
  • 04/2026 → Present
    Lpl Financial
    Annapolis, MD
Previous Registrations
Other Businesses

1. 04/2026 - Charter Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 04/20/2026 2. 04/2026 - William Patriarca - Non-Variable Insurance - Investment Related - 05 Hrs/Mth - 05 Hrs During Trading - Annapolis, MD 21401 - OBA Start Date: 04/20/2026 3. 04/2026 - RMC Wealth Advisors, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - Edgewater, MD 21037 - OBA Start Date: 04/20/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-29
  • S66 Uniform Combined State Law Examination
    2012-06-29
Designations
Other Names
  • Billy Lawrence Patriarca
  • Bill Lawrence Patriarca
  • William Lawrence Patriarca
  • William L Patriarca

View on SEC IAPD

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