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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
2662 Route 20 East #3, Cazenovia, NY 13035 • United States
500 Plum St Ste 301, Syracuse, NY 13204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Cazenovia | NY | 03/2012 | Present |
| Pruco Securities, Llc. | Cazenovia | NY | 03/2012 | 11/2024 |
| Lpl Enterprise, Llc | Cazenovia | NY | 11/2024 | Present |
1) 08/28/2024- CazArts- Non-Profit Board Member- Organize community activities involving the arts- Not INV Related- At Cazenovia, NY- Start date 01/31/2022- 3 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-10 |
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