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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-11-22 |
| TX | RA | APPROVED | 2021-11-12 |
Branch Locations
5225 North Central Avenue # 218, Phoenix, AZ 85012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 03/2000 | 11/2021 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 05/2000 | 11/2021 |
| Northwestern Mutual Investment Services, Llc | Phoenix | AZ | 01/2007 | 11/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2012 | 11/2021 |
| Integrated Wealth Concepts Llc | Waltham | MA | 11/2021 | Present |
1. 100% OWNER, HEARN LLC, 3512 E HEARN RD, PHOENIX, , ARIZONA, 85032, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 3/15/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD/MANAGER 2. 100% OWNER, WELBORN REAL ESTATE LLC, LEGAL ENTITY FOR COMMERCIAL PROPERTY TO SUPPORT FINANCIAL SERVICES PRACTICE;, START DATE: 01/25/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5 3. Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 11/12/2021 - 160 Hours Per Month/160Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts LLC, an independent investment advisor firm. I started this business activity in 11/12/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 4. 11/12/2021 - Integrated Wealth Concepts, LLC - DBA: Welborn Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 11/12/2021 - 160 Hours Per Month During Securities Trading. 5. 11/12/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/12/2021 - 10 Hours Per Month/5 Hours During Securities Trading - Time Spent 10% - Fixed annuities, fixed life, LTC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-10 |
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