Richard G. Leone

Ubs Financial Services Inc.

West Palm Beach, FL

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-11-16
NY	RA	APPROVED	2021-10-26

FL RA
APPROVED

Since 2023-11-16
NY RA
APPROVED

Since 2021-10-26

Branch Locations

Palm Beach, FL • United States

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alston & Bird Llp	New York	NY	03/2016	10/2017
Ubs Financial Services Inc.	New York	NY	10/2017	Present

03/2016 → 10/2017

Alston & Bird Llp

New York, NY
10/2017 → Present

Ubs Financial Services Inc.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-04

S66 Uniform Combined State Law Examination

2017-12-04

Other Names

Richard Guy Leone
Richard Leone

View on SEC IAPD

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