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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-13 |
| GA | RA | APPROVED | 2021-11-23 |
Branch Locations
2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Simi Valley | CA | 01/2013 | 10/2018 |
| Rachelle Flood Sales | Simi Valley | CA | 01/2015 | Present |
| Jp Morgan Chase Bank, N.A. | Simi Valley | CA | 07/2015 | 10/2018 |
| Citigroup | Agoura Hills | CA | 11/2018 | 07/2021 |
| Morgan Stanley | Alpharetta | GA | 11/2021 | Present |
*465853- Rachelle Flood Sales; Investment related No; Cumming, Georgia; Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2014; During business hours: 0; After business hours: 0; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-12 |
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