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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-09-28 |
Branch Locations
110 Oakton Avenue, Pewaukee, WI 53072 • United States
2402 East Moreland Boulevard, Waukesha, WI 53186 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Oconomowoc | WI | 04/2011 | 08/2023 |
| J.P. Morgan Securities Llc | Waukesha | WI | 08/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Waukesha | WI | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-22 |
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