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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-22
TX RA APPROVED 2022-11-21
  • CA RA
    APPROVED
    Since 2022-11-22
  • TX RA
    APPROVED
    Since 2022-11-21

Branch Locations

9595 Wilshire Blvd, Suite 601 [Satellite], Beverly Hills, CA 90212 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Beverly Hills CA 12/2014 11/2016
Wells Fargo Clearing Services, Llc Beverly Hills CA 11/2016 11/2022
Wells Fargo Advisors Financial Network, Llc Long Beach CA 11/2022 Present
Previous Registrations
Other Businesses

TANIOUS PRIVATE WEALTH MANAGEMENT INC, INV RELATED, SHERMAN OAKS, CA, 100% OWNERSHIP, START 1/1/2023, 160 HOURS PER MONTH, 120 HOURS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-29
  • S66 Uniform Combined State Law Examination
    2012-08-29

View on SEC IAPD

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